Compliance & Audit
Track regulatory obligations, manage attestations, schedule audits, and generate compliance reports - all with the evidence trail regulators expect.
What's Included
- ✓ Regulatory obligation register
- ✓ Attestation workflows with evidence collection
- ✓ Audit scheduling and planning
- ✓ Risk assessment and scoring
- ✓ Control testing and documentation
- ✓ Finding and remediation tracking
- ✓ Automated compliance reports
- ✓ Policy document management
- ✓ Training and certification tracking
- ✓ Executive compliance dashboards
Key Capabilities
📋 Obligation Register
Centralised register of all regulatory obligations. Track due dates, ownership, and status. Auto-calculate obligation maturity and risk.
✅ Attestation Workflows
Configure attestation templates for each obligation. Collect and manage evidence. Track approval status and completeness.
🔍 Audit Management
Schedule audits and manage audit plans. Track control testing and findings. Manage remediation plans and track closure.
📊 Reporting & Dashboards
Executive dashboards show compliance status at a glance. Generate detailed reports for regulators. Track trends and improvement metrics.
What changes when this is in place
Every obligation mapped and tracked
Centralised obligation register ensures nothing falls through the cracks, with clear ownership and due dates.
Evidence linked directly to requirements
Automatic evidence collection and linking means audit readiness is built in from day one.
Overdue items surfaced automatically
Real-time alerts prevent obligations from becoming overdue, with escalation workflows to keep teams accountable.
Audit-ready reporting on demand
Generate compliance reports instantly with full evidence trails, reducing audit preparation time from weeks to hours.